>
Water Resource Home >
Rules, Laws, Policy, Procedures, Guidance, and
Case Law > Water Resources-Related Case Law > Ecology v.
Acquavella - Yakima
Reservation Irrigation District - Ellensburg Water Company
The following case was downloaded from the internet site of CD Law, Inc., now LexisNexis. For Training, Research & Technical Support Toll Free Number: (800) 543-6862, or visit their website at LexisNexis Research for Washington
[No. 57798-6. En Banc. April 22, 1993.] In the Matter of the Determination of the Rights to the Use of the Surface Waters of the Yakima River Drainage Basin. THE DEPARTMENT OF ECOLOGY, ET AL, Respondents, v. YAKIMA RESERVATION IRRIGATION DISTRICT, ET AL, Respondents, ELLENSBURG WATER COMPANY, ET AL, Appellants.
[1] Indians - Treaties - Construction - In General. When the existence and scope of Indian treaty rights are not clear from the face of the treaty, a court determines the existence and scope of the rights by examining the treaty, legislative history, surrounding circumstances, and subsequent history.
[2] Judgment - Summary Judgment - Review - Role of Appellate Court. On review of a summary judgment, an appellate court applies the standard of CR 56(c) by engaging in the same inquiry as the trial court.
[3] Waters - Indians - Treaties - Water Rights - Implied Reservation - Vesting Date. A treaty between the United States and an Indian tribe that establishes an Indian reservation impliedly reserves for the Indians the right to use surface water on the reservation land. The reserved right vests no later than the date the reservation is created.
[4] Waters - Indians - Treaties - Water Rights - Implied Reservation - Quantity. Unless later limited by Congress, the quantity of water impliedly reserved in a treaty between the United States and an Indian tribe that establishes an Indian reservation is the amount sufficient to fulfill the primary purposes of the reservation and no more.
[5] Waters - Indians - Treaties - Water Rights - Implied Reservation - State Jurisdiction - Applicable Law. State courts have jurisdiction to determine the extent of an Indian tribe's water rights impliedly reserved in a treaty with the United States. The courts apply federal law to make such a determination.
[6] Indians - Treaties - Construction - Liberal Construction. Treaties between the United States and Indian tribes are liberally construed in favor of the tribes.
258 Apr. 1993
[7] Indians - Treaties - Construction - Ambiguities - Resolution. Ambiguities in treaties between the United States and Indian tribes are resolved in favor of the tribes.
[8] Waters - Indians - Treaties - Water Rights - Implied Reservation - Balancing Interests - Validity. When determining an Indian tribe's water rights impliedly reserved in a treaty that establishes an Indian reservation, a court is not free to balance the competing interests of Indian and non-Indian water users to reach an equitable apportionment.
[9] Indians - Treaties - Construction - Statutory Provisions - Favoring Non-Indian Interests. When construing a treaty between the United States and an Indian tribe, a court may not ignore statutory language that, viewed in its historical context and given a fair appraisal, clearly runs counter to the tribe's claims.
[10] Indians - Treaties - Abrogation - By Congress - Unilateral Act. Congress may unilaterally abrogate a provision of a treaty between the United States and an Indian tribe. The abrogation may be implied or express. The tribe's consent is not required.
[11] Indians - Treaties - Abrogation - By Congress - Determination. Whether a federal statute unilaterally abrogates a provision of a treaty between the United States and an Indian tribe depends on congressional intent. Abrogation that is not clear on the face of a statute requires clear evidence that Congress actually considered the conflict between its intended action and the Indian treaty rights and chose to resolve the conflict by abrogating the treaty.
[12] Waters - Indians - Treaties - Water Rights - Contractual Limitation - Construction. An agreement that purports to limit the water rights of an Indian tribe is construed most strongly in favor of the tribe. Such an agreement is construed as reserving to the tribe everything not clearly granted to others.
[13] Indians - Treaties - Abrogation - By Interior Secretary - Determination. In determining whether the Secretary of the Interior has abrogated rights under a treaty between the United States and an Indian tribe, a court applies the same rules of construction as apply when determining whether Congress intended to abrogate a treaty provision.
[14] Waters - Indians - Treaties - Water Rights - Yakima Indians - Limitation - Federal Actions - Interior Secretary's Approval of Irrigation Project. The Secretary of the Interior's approval of the Yakima Irrigation Project on March 27,
259 Apr. 1993
1906, which limited the water supply provided to the Yakima Indian Reservation from the Yakima River to 147 cubic feet per second for irrigation purposes, did not abrogate all other water rights reserved by treaty to the Yakima Indian Nation.
[15] Indians - Treaties - Rights - Statutory Reduction - Test. A federal statute will not be construed as diminishing Indian treaty rights unless both the statute and its legislative history constitute substantial and compelling evidence of a congressional intent to diminish the rights.
[16] Waters - Indians - Treaties - Water Rights - Yakima Indians - Limitation - Federal Statutes - Low Water Flows of Yakima River. When enacting the Act of August 1, 1914 (38 Stat. 582), which allocated "at least" 720 cubic feet per second of the natural flow of the Yakima River to the Yakima Indian Reservation for irrigation of 40 acres of each allotment, Congress neither considered nor limited the Yakima Indian Nation's treaty-reserved water rights in the low water flows of the Yakima River for fishing or other nonirrigation purposes.
[17] Waters - Indians - Treaties - Water Rights - Yakima Indians - Limitation - Federal Actions - In General. The often inconsistent congressional, executive, administrative, and judicial actions by the United States during the period from 1905 through 1968 did not extinguish, but did diminish, the Yakima Indian Nation's treaty-reserved water rights necessary for the fulfillment of treaty fishing rights.
[18] Indians - Indian Claims Commission - Payment of Claim by United States - Effect. The payment of a claim filed with the Indian Claims Commission conclusively establishes that a taking of Indian rights by the United States occurred, even if the claim was not actually litigated.
[19] Judgment - Res Judicata - Elements. The doctrine of res judicata bars a later action when, between the two actions, there is an identity of: (1) subject matter, (2) cause of action, (3) persons and parties, and (4) quality of the persons and parties for or against whom the claim is made.
[20] Judgment - Res Judicata - Prior Determination - Final Judgment - Settlement - Dismissal. For purposes of the doctrine of res judicata, a dismissal with prejudice following the parties' settlement of an action constitutes a final judgment.
[21] Waters - Indians - Treaties - Water Rights - Yakima Indians - Limitation - Settlement of Claim Before Indian Claims Commission. The 1968 settlement and dismissal with prejudice of Yakima Tribe of Indians v. United States, 20 Indian
260 Apr. 1993
Claims Comm'n Dec. 76 confirmed the diminution of the Yakima Indian Nation's treaty-reserved water rights for fishing and precludes the tribe from claiming that the rights have not been diminished in any respect.
[22] Indians - Litigation - Representation by United States - Indian Named as Party - Necessity. The United States, as trustee for an Indian tribe, has the right to represent the interests and claims of Indians and to bind them to the results of litigation. The Indians need not have been named as parties in order to be bound.
[23] Waters - Indians - Treaties - Water Rights - United States Representing Multiple Interests. When acting as trustee for Indians in the litigation of Indian water rights issues, the United States may represent more than one interest.
[24] Waters - Water Rights - Certainty - Finality of Judgments - Necessity. The finality of judgments and certainty of the resulting rights are particularly important in water rights cases.
[25] Judgment - Collateral Estoppel - Elements - In General. The doctrine of collateral estoppel applies to prevent the relitigation of an issue that was previously litigated and decided if: (1) the issue in both actions is identical; (2) there was a final judgment on the merits; (3) the party against whom the doctrine is asserted was a party to, or was in privity with a party to, the previous action; and (4) no injustice will result from application of the doctrine.
[26] Judgment - Collateral Estoppel - Burden of Proof. The party seeking to bar the relitigation of an issue by means of the doctrine of collateral estoppel has the burden of proving the applicability of the doctrine.
[27] Judgment - Collateral Estoppel - Elements - Injustice - Argument in Other Courts. A party who had a full and fair opportunity to argue its position before a federal district court, a circuit court of appeals, and in a petition for a writ of certiorari in the United States Supreme Court cannot claim that application of the doctrine of collateral estoppel will result in an injustice.
[28] Waters - Indians - Treaties - Water Rights - Yakima Indians - Limitation - Consent Judgment - Scope. The consent judgment that was approved by the Department of the Interior and entered on January 31, 1945, binds the Yakima Indian Nation, but its quantification of treaty-reserved water rights applies only to irrigation rights and not to treaty fishing rights.
261 Apr. 1993
[29] Waters - Indians - Treaties - Water Rights - Yakima Indians - Limitation - Federal Statutes - Irrigation Use - Priority Date. Pursuant to the Act of August 1, 1914 (38 Stat. 582), the Act of July 1, 1940 (54 Stat. 707), and the language of water delivery contracts of 1921 and 1936, Congress limited and quantified the Yakima Indian Nation's treaty-reserved water rights in the Yakima River Basin for irrigation purposes. The Nation's right to use the water for irrigation purposes beyond the 720 cubic feet per second allocated by the Act of August 1, 1914, is proratable and has a priority date of May 10, 1905.
Nature of Action: Action to determine the surface water rights within an entire river basin.
Superior Court: The Superior Court for Yakima County, No. 77-2-01484-5, Walter A. Stauffacher, J., on November 29, 1990, entered a partial summary judgment establishing the quantity and priority of treaty-reserved water rights, for both irrigation and fishing purposes, to which an Indian tribe is entitled.
Supreme Court: Holding that the trial court had correctly determined the extent to which the Indian tribe's treaty-reserved water rights in the Yakima River and its tributaries were affected by lawsuits and the actions of the federal government, the court affirms the judgment.
Donald H. Bond, Charles C. Flower, Floyd E. Ivey, Thomas A. Cowan, John
P. Gilreath, Dwight A. Halstead, and James E. Davis, for appellants.
Christine O. Gregoire, Attorney General, and Ceil Buddeke and
Deborah L. Mull, Assistants, for respondent State.
Barry M. Hartman, Acting Assistant Attorney General, and Charles E.
O'Connell, Jr., Robert L. Klarquist, and Albert M. Ferlo, Jr., Department of
Justice Attorneys, for respondent United States.
J. Eric Gustafson and Randall L. Ommen (of Lyon, Weigand, Suko &
Gustafson, P.S.), for respondent Yakima Reservation Irrigation District.
262 Apr. 1993
ANDERSEN
DOLLIVER, SMITH, and MADSEN, JJ., did not participate in the disposition of this case.
ANDERSEN, C.J.-
FACTS OF CASE
The United States, several irrigation districts, and other water
users who are parties to this general adjudication of water rights in the Yakima
River appeal from a partial summary judgment establishing the quantity of water
to which the Yakima Indian Nation is entitled as treaty-reserved water rights.
This is the second time this case has been before this court. /1
The litigation began in October 1977 when the State Department of Ecology filed
an action to determine the water rights of all those claiming a right to use
water from the Yakima River and its tributaries. This adjudication involves
"literally thousands of parties," Department of Ecology v. Acquavella, 100 Wn.2d
651, 652, 674 P.2d 160 (1983) (Acquavella I), and significantly impacts the
economy and future of those living in the Yakima River Basin.
In 1989 the trial court entered a pretrial order dividing the case
into four procedural pathways, and providing that the rights of the parties
would be determined in the following order:
1. Federal reserved rights for Indian claims.
2. Federal reserved rights for non-Indian claims.
3. State-based rights of major claimants.
4. State-based rights for other claimants, by subbasin.
Only the rights determined under the first pathway - federal reserved rights for
Indian claims - are at issue in this appeal.
The Indians' /2 claims are based in part on the terms of the 1855
treaty which created the Yakima Indian Reservation, and in part on the doctrine
established in Winters v. United
_______________
1 See Department of Ecology v. Acquavella, 100 Wn.2d 651, 674 P.2d 160 (1983) (Acquavella I) (holding that due process rights of individual water users were not violated by permitting service of process to be upon the entities distributing water to them, rather than upon each individual water user).
2 To avoid confusion, the term "Indian" is used throughout this opinion; this is because that is the term used by Congress, the trial court, the parties and most of the decisions that are cited herein.
_______________
263 Apr. 1993
States, 207 U.S. 564, 52 L. Ed. 340, 28 S. Ct. 207 (1908). In that case the
Supreme Court held that when the United States Government established a
reservation for Indians, it intended to reserve not only land but also the right
to sufficient water to fulfill the purposes of the reservation. /3
The question in this appeal is not whether the Indians have treaty
rights to water from the Yakima River and its tributaries, but rather the
quantity of water the Indians are entitled to and the priority date attaching to
such quantity.
Several of the non-Indian irrigation districts moved for summary
judgment on these issues. Based on the documents in evidence, the trial court
granted the motion, essentially concluding as follows:
1. The Yakima Indian Nation's rights to water diversions from the
Yakima River /4 to the reservation for irrigation purposes are limited to the
following amounts:
a. 147 cubic feet per second /5 per order of the Secretary of the Interior on March 27, 1906. This is a nonproratable right with a priority date of June 9, 1855 (the date of the treaty).
b. 573 cfs as provided by Congress by the Act of August 1, 1914. This is a nonproratable right with a priority date of June 9, 1855.
c. 250,000 acre feet per annum as provided under a "Warren Act" contract, dated March 21, 1921, between the
_______________
3 Winters v. United States, 207 U.S. 564, 52 L. Ed. 340, 28 S. Ct. 207 (1908).
4 The trial court did not determine the Yakima Indian Nations' treaty-reserved rights to water from Ahtanum, Toppenish, Simcoe and Satus Creeks. The trial court's ruling dealt "solely with rights to the use of water in and from the Yakima River." Memorandum Opinion Re: Motions for Partial Summary Judgment, at 7; Clerk's Papers, at 189.
5 A cubic foot per second (cfs) is a quantity of 1 cubic foot or 7.48 gallons, passing a given point in 1 second. An acre foot (af) is 1 foot in depth covering an acre, or 43,560 cubic feet, or 325,851 gallons. One million gallons per day equals 3.07 acre feet. C.R. Lentz Review, Yakima Project Water Rights & Related Data 227 (U.S. Dep't of Interior, Preliminary Record, reprint 1974 & 1977). The trial court's order uses the designation used historically for these particular water rights. For some of the water cubic feet per second is used. For other water the quantity is measured in acre feet. This opinion uses the historical designations used by Congress, the trial court and the parties.
_______________
264 Apr. 1993
Bureau of Indian Affairs and the Bureau of Reclamation. This is a proratable right with a priority date of May 10, 1905.
d. 100,000 acre feet per annum as provided under a "Warren Act" contract, dated September 9, 1936, between the Bureau of Indian Affairs and the Bureau of Reclamation, and ratified by Congress on July 1, 1940. This is a proratable right with a priority date of May 10, 1905.
2. The Yakima Indian Nation's diversions of water (over and
above the amount listed above) for commercial, industrial and other
nonagricultural purposes are not in fulfillment of the primary purposes of the
treaty and therefore are limited to those quantities of water that may be
established pursuant to state law.
3. The Yakima Indian Nation's reserved treaty water rights for fish
have been substantially diminished. The maximum quantity to which the Indians
are entitled as reserved treaty rights is the minimum instream flow necessary to
maintain anadromous fish life in the river, according to annual prevailing
conditions. This diminished reserved right for water for fish has a priority
date of time immemorial. Additional instream flow for fish, beyond this amount,
is subordinate to vested irrigation water rights.
4. A consent judgment entered in federal court on January 31, 1945,
is binding on all parties to that judgment. Further, although not named as a
party to the consent judgment, the Yakima Indian Nation was represented in that
proceeding by the United States, as fiduciary or trustee, and is bound by the
terms of the judgment.
The order was made final for purposes of appeal. /6 We granted
direct review and affirm the trial court.
Appellant non-Indian irrigation districts (hereinafter Irrigation
Districts) /7 argue that the trial court erred in determining
_______________
6 See CR 54(b).
7 Appellants include the Union Gap Irrigation District, Yakima Valley Canal Company, Yakima-Tieton Irrigation District, West Side Irrigating Company, Ellensburg Water Company, Roza Irrigation District, Cascade Irrigation District, Sunnyside Valley Irrigation District, Kittitas Reclamation District, Prosser (Footnote cont'd. next page)
_______________
265 Apr. 1993
that the Indians were entitled to any waters for fish from the Yakima River
before irrigation rights are satisfied. They claim the history of legislation,
administrative actions and litigation involving the Yakima River Basin show that
all of the Yakima Indian Nation's treaty-reserved water rights for fishing have
been extinguished or so limited that they are subordinate to vested irrigation
rights. These irrigation districts otherwise agree with the trial court's
decision.
Respondent/Cross Appellant Yakima Reservation Irrigation District
(hereinafter Reservation Irrigation District) /8 claims the trial court erred in
establishing May 10, 1905, as the priority date for the 250,000 acre feet
provided under a 1921 contract and the 100,000 acre feet provided under a 1936
contract. The Reservation Irrigation District claims the priority date for both
water rights should be June 9, 1855, the date of the treaty. This district
otherwise agrees with the trial court's decision.
Respondent/Cross Appellant United States is representing the Yakima
Indian Nation as trustee in this phase of the proceeding. /9 The Indians argue
that the trial court erred in ruling: (1) The fishing rights of the Yakima
Indians have been diminished; (2) the priority date of the 250,000 and 100,000
acre feet of water provided by contract is May 10, 1905, rather than the date of
the treaty; and (3) the Yakima Indians are bound by the 1945 consent judgment.
Respondent State Department of Ecology (hereinafter Ecology)
generally agrees with the trial court's decision. However, Ecology asks this
court to clarify whether the 250,000 and 100,000 acre feet provided pursuant to
contract are reserved treaty rights or Warren Act contract rights, based on
state
_______________
(Footnote cont'd. from previous page) Irrigation District, City of Prosser, Kiona Irrigation District, Kennewick Irrigation District, City of Yakima, and Naches-Selah Irrigation District.
8 The Yakima Reservation Irrigation District represents persons holding deeded lands on the reservation.
9 The arguments of the United States are made on behalf of the Indians. Thus the United States is referred to herein as the Indians.
_______________
266 Apr. 1993
water law. The difference is significant to the State as Warren Act contract rights are subject to state water code regulation.
Chronology of Legislation, Litigation, and Administrative
Action Affecting Water Rights in the
Yakima River Basin
[1] Where the existence and scope of treaty rights are not clear
from the face of the treaty, they are determined by examining the treaty,
legislative history, surrounding circumstances and subsequent history. /10 The
following is a brief chronology of legislative acts and historical events which
must be considered in determining the quantities of water which are due the
Indians in this case.
Pre-1855 - Indians in the Yakima River Basin included nomadic
tribes and those in permanent settlements. The nomadic tribes were dependent on
hunting, fishing and root and berry gathering. Some Indians farmed. During the
last half of the 19th century, settlement of the West was encouraged as part of
this country's policy of "Manifest Destiny". The need to resolve conflicts
between the effects of this westward expansion and the Indians' traditional way
of life often resulted in treaties establishing reservations. In reality the
Indians had little choice but to sign the treaties, giving up land in exchange
for money. The alternative was continued war and the likely loss of land without
any compensation whatsoever. /11
1855 - The treaty between the United States and 14 confederated
tribes and bands in the Yakima Valley (now designated the Yakima Indian Nation)
was signed. The treaty was ratified by the Senate, 12 Stat. 951, in 1859.
_______________
10 Solem v. Bartlett, 465 U.S. 463, 471, 79 L. Ed. 2d 443, 104 S. Ct. 1161 (1984); Rosebud Sioux Tribe v. Kneip, 430 U.S. 584, 587-88, 51 L. Ed. 2d 660, 97 S. Ct. 1361 (1977).
11 See, e.g., Wilkinson & Volkman, Judicial Review of Indian Treaty Abrogation: "As Long as Water Flows, or Grass Grows Upon the Earth" - How Long a Time Is That?, 63 Calif. L. Rev. 601, 609-10 (1975).
_______________
267 Apr. 1993
1887 - The Indian General Allotment Act (Dawes Act), ch. 119, 24 Stat.
388 (1887) (codified at 25 U.S.C. SS 331 et seq.) authorized division of Indian
reservations into separate parcels for individual Indians. The purpose of the
act was to encourage individual agricultural pursuits among the Indians.
Citizenship was to be conferred upon Indians who abandoned their tribes and
adopted more "civilized" lifestyles. /12
1902 - The Reclamation Act of 1902, ch. 1093, 32 Stat. 388
(codified at 43 U.S.C. SS 371 et seq.) authorized the Secretary of the Interior
to construct irrigation projects. In this act, "Congress set forth on a massive
program to construct and operate dams, reservoirs, and canals for the
reclamation of the arid lands in 17 Western States." California v. United
States, 438 U.S. 645, 650, 57 L. Ed. 2d 1018, 98 S. Ct. 2985 (1978).
1905 - This State enacted a law granting the United States the
right to exercise the power of eminent domain and acquire Washington waters for
the purpose of promoting irrigation and encouraging settlements. /13 The act
became effective in March 1905 and in May 1905 the United States began to
withdraw from appropriation all unappropriated waters in the Yakima River. By
1906, all of the unappropriated waters of the river and its tributaries had been
withdrawn from appropriation.
- August 1905: The Bureau of Reclamation /14 measured the use of
water during the low water flow of the Yakima River. The United States then
began seeking agreements with Yakima River Basin water users willing to limit
their water use to the August 1905 levels. Water users were told
_______________
12 M. Price & R. Clinton, Law and the American Indian 78-79 (2d ed. 1983).
13 Laws of 1905, ch. 88, p. 180.
14 The Bureau of Reclamation was formerly called the Reclamation Service. For ease of reading, the term "Bureau of Reclamation" is used throughout this opinion.
_______________
268 Apr. 1993
that they must define and limit their water rights if the reclamation project
was to go forward.
- December 1905: Due to overappropriation and other concerns, the
Secretary of the Interior only conditionally approved the Yakima Reclamation
Project. The Secretary required that eight conditions be met before final
approval, and funding, of the project. One of those conditions required the
resolution of the rights of the Yakima Indian Nation to water from the Yakima
River and its tributaries.
1906 - By January 1906 limiting agreements had been obtained from
95 percent of the water users in the Yakima River Basin.
- March 1906: Congress passed the Jones Act, ch. 518, 34 Stat. 53,
which authorized the Yakima Indians to sell land that had been previously
allotted to them. A restriction on the sale of such land had existed until that
time. The act was based on the recommendation of the chief engineer of the
Bureau of Indian Affairs, /15 who reported that Congress should either
appropriate the funds for reclamation on the Yakima Indian Reservation or should
allow the Indians to sell their land and use the proceeds to purchase
irrigation. The Jones Act authorized individual Indians to sell all but 20 acres
of their land. The proceeds were to be used to pay, in part, for irrigation
costs.
- Based on the anticipated effect of the Jones Act and on the
amount of water he had allocated to the reservation after the August 1905
measurements (147 cfs), the Secretary of the Interior determined the conditions
relating to Indian water rights had been met. Once all eight conditions were
deemed met, the Secretary approved the Yakima Project. The effect of the
Secretary's action was to limit the quantity of water to which the Indians were
entitled to 147 cfs from the low water flow of the Yakima River.
1908 - The United States Supreme Court established the reserved
water rights (Winters) doctrine.
_______________
15 The Bureau of Indian Affairs was previously called the Indian Service and the Office of Indian Affairs. Again, for ease of reading, the term "Bureau of Indian Affairs" is used throughout this opinion.
_______________
269 Apr. 1993
1911 - The Warren Act was amended by Congress, 43 U.S.C. SSSS
523-525, to authorize the Secretary of the Interior to enter into agreements
with water users, irrigation districts and others for the construction and use
of irrigation works to an extent not exceeding the capacity of the projects.
Pursuant to this amendment, the Secretary of the Interior entered into contracts
with many water users in the Yakima Basin. The contracts typically provide that
all Warren Act contractors are on equal footing, thus insuring that in years of
unusually low water flow, contractors would share in the water pro rata.
1912 - A Department of the Interior report on the conditions on the
Yakima Indian Reservation was presented to Congress. The report stated that the
water provided the Indians under the Yakima Reclamation Project was inadequate.
Following its receipt of the report, Congress appointed a special joint
commission to study and report back to the Congress regarding conditions on the
Yakima Reservation.
1913 - After holding hearings, the Joint Congressional Commission
presented its report to Congress.
1914 - In the Act of August 1, 1914, ch. 222, 38 Stat. 582, 604,
Congress found the Yakima Indians were unjustly deprived of their right to water
from the Yakima River and, over and above the 147 cfs the Indians were already
receiving, allotted an additional 573 cfs during the low water irrigation
season. The act states that at least 720 cfs of water would be available when
needed for irrigation, "this quantity being considered as equivalent to and in
satisfaction of the rights of the Indians in the low-water flow of the Yakima
River" and adequate for the irrigation of 40 acres of each allotment. 38 Stat.
at 604. (The 40 acres per allotment mentioned in the act are now designated as
the "A" lands. The remainder of the acreage belonging to the Yakima Indian
Nation is called the "B" lands. The "A" lands are furnished water free of any
costs; the cost of providing water to the "B" lands must be reimbursed.)
1921 - The Bureau of Reclamation and Bureau of Indian Affairs
entered into an agreement for the diversion of 250,000
270 Apr. 1993
acre feet to some of the lands on the Yakima Indian Reservation during the
irrigation season. Under the terms of the agreement, which mirrored the Warren
Act contracts, the Indians would have a perpetual right to the water and were to
pay the cost of the diversion. However, as far as "legally possible" the Indians
would be on equal footing with other irrigation districts with respect to this
250,000 acre feet. Thus, in low water years, the Indians' share of the water,
like the share of other irrigators, would be reduced pro rata. The pro rata
reduction of water did not apply to the 720 cfs due the Indians under the Act of
August 1, 1914. This 1921 agreement was amended in 1936 and Congress recognized
the existence of the agreement in 1938. /16
1933 - The Cle Elum Dam, the last of the projects in the Yakima
Basin, was completed, giving the Bureau of Reclamation total control over the
waters of the Yakima River. The Yakima Reclamation Project then, as now, had
1,946 miles of canals and six large reservoirs with a storage capacity of
1,070,700 acre feet of water.
1936 - The Bureau of Reclamation and the Bureau of Indian Affairs
entered into an agreement to provide, free of cost, an additional 100,000 acre
feet to other lands on the reservation. At the time 130,000 acre feet was
available, but the Indians rejected the additional 30,000 acre feet. Like the
1921 agreement, the 1936 agreement contained a provision that made the receipt
of the water during low water years proratable with Warren Act contractors. This
agreement was ratified by Congress on July 1, 1940. /17
1939 - The United States, with two irrigation districts, filed a
complaint and petition for declaratory judgment in the United States District
Court for the Eastern District of Washington. Kittitas Reclamation Dist. v.
Sunnyside Vly. Irrig. Dist. (E.D. Wash. 1939) (Civil Action No. 21). The lawsuit
was filed for the purpose of determining the costs that might be due the United
States from certain irrigation
_______________
16 52 Stat. 80.
17 54 Stat. 707.
_______________
271 Apr. 1993
districts in the Yakima Valley. The defendants cross-claimed for an adjudication
of water rights to the Yakima River. The United States's claim was resolved in a
related case, /18 but the cross claim remained. Negotiations then commenced for
the resolution of the cross claim.
1945 - The parties to the federal action in Kittitas Reclamation
Dist. entered a consent judgment that determines the obligations of the United
States to distribute water from the Yakima River.
1951 - The Yakima Indian Nation filed a claim with the Indian
Claims Commission (Docket No. 147) asking for damages for the loss of fishing
rights.
1952 - Congress passed the McCarran Amendment, ch. 651, 66 Stat.
549, 560 (codified at 43 U.S.C. SS 666), which permits the United States to be
joined as a party in state court adjudications of river systems.
1963 - The first United States Supreme Court case to interpret the
doctrine announced in Winters established a method for quantifying reserved
water rights. /19
1968 - The claim for damages filed with the Indian Claims
Commission in 1951 (Docket No. 147) was dismissed with prejudice as part of a
settlement of four separate claims filed by the Yakima Indian Nation against the
United States.
1977 - The Yakima Indian Nation filed a complaint in United States
District Court for the Eastern District of Washington, asking for a
determination of its rights to water in the Yakima River Basin. This action was
eventually stayed pending resolution of the Acquavella I litigation in state
court.
- October 1977: The Department of Ecology filed the present
litigation, pursuant to RCW 90.03.110, seeking a general adjudication of water
rights in the Yakima River Basin.
_______________
18 Fox v. Ickes, 137 F.2d 30 (D.C. Cir.), cert. denied, 320 U.S. 792 (1943).
19 Arizona v. California, 373 U.S. 546, 10 L. Ed. 2d 542, 83 S. Ct. 1468 (1963) (Arizona v. California I).
_______________
272 Apr. 1993
1980 - The Yakima Indian Nation filed a petition in the Kittitas
Reclamation Dist. case in federal district court in Spokane asking for an order
releasing water from the Yakima Irrigation Project into the Yakima River system
in order to preserve the nests of salmon eggs which were threatened by a low
water flow. The District Court granted the request.
1985 - The Ninth Circuit affirmed the district court decision and
held that the 1945 consent judgment entered in Kittitas Reclamation Dist. did
not consider the Yakima Indians' fishing rights and stated in dicta that the
Yakima Indian Nation was not a party to that judgment. /20 Six basic
issues are presented in this case.
ISSUES
ISSUE ONE. Did the Secretary of the Interior have the power to
quantify and limit - and did his 1906 approval of the Yakima Irrigation Project
quantify and limit - the Indians' treaty-reserved water rights for all purposes
to 147 cfs of the natural flow of the Yakima River?
ISSUE TWO. Did Congress, by enacting the Act of August 1, 1914,
deal with the total water supply of the Yakima River Basin and did it quantify
and satisfy the rights of the Yakima Indians in the low water flows of the
Yakima River for all purposes?
ISSUE THREE. Was the effect of congressional, executive,
administrative and judicial actions by the United States during the period
beginning in 1905 and continuing through 1968 to subordinate the rights of the
Yakima Indians to use of basin waters for fish to the rights of those using the
water for irrigation?
ISSUE FOUR. Did the 1968 settlement and dismissal in Docket No. 147
before the Indian Claims Commission confirm that the Yakima Indians' treaty
fishing rights had been
_______________
20 Kittitas Reclamation Dist. v. Sunnyside Vly. Irrig. Dist., 763 F.2d 1032 (9th Cir.), cert. denied sub nom. Sunnyside Vly. Irrig. Dist. v. United States, 474 U.S. 1032 (1985).
_______________
273 Apr. 1993
diminished and, if so, does the settlement preclude the Indians from now
claiming an undiminished right to water for fishing purposes?
ISSUE FIVE. Did the consent judgment entered January 31, 1945,
limit the water rights of the Yakima Indians to those quantities specified in
the judgment?
ISSUE SIX. If the 1945 consent judgment is not binding on the
Indians, did the Act of August 1, 1914, alone or in conjunction with other
congressional acts, recognize and affirm a water right for all 120,000 irrigable
acres within the Wapato Indian Irrigation Project with a priority date of June
9, 1855?
BACKGROUND LEGAL PRINCIPLES
This is an appeal from an order granting partial summary judgment.
[2] In reviewing an order of summary judgment an appellate court
engages in the same inquiry as the trial court. /21 Summary judgment is
appropriate if there is no genuine issue as to any material fact and the moving
party is entitled to a judgment as a matter of law. /22
On appeal the parties do not challenge the appropriateness of
summary judgment and, while they disagree as to the interpretation of the facts,
no party challenges the historical documents upon which the trial court's ruling
was based.
The Reserved Rights Doctrine
An understanding of the basis for the rights claimed by the Indians in this case is essential in considering the issues raised by the parties.
_______________
21 Neubert v. Yakima-Tieton Irrig. Dist., 117 Wn.2d 232, 236, 814 P.2d 199 (1991).
22 CR 56(c); Scott v. Pacific West Mt. Resort, 119 Wn.2d 484, 502, 834 P.2d 6 (1992); Gebbie v. Olson, 65 Wn. App. 533, 537, 828 P.2d 1170 (1992). See also Dennison v. Topeka Chambers Indus. Dev. Corp., 527 F. Supp. 611, 614 (D. Kan. 1981) (interpretation of an Indian treaty, based on the language of the treaty and extensive uncontroverted historical background material, is a question of law which is properly determined by summary judgment), aff'd, 724 F.2d 869 (10th Cir. 1984).
_______________
274 Apr. 1993
As noted above, the Yakima Indian Nation and the United States entered
into a treaty in 1855. The treaty was ratified by the Senate in 1859. The treaty
provides that an area of land, about 1,100,000 acres, in the Yakima Basin would
be reserved for the exclusive use of the Indians for agricultural purposes. The
treaty further provides that the Indians have the "exclusive right of taking
fish in all the streams, where running through or bordering said reservation, .
. . [and] also the right of taking fish at all usual and accustomed places . .
.." Treaty Between the United States and the Yakima Nation of Indians, June 9,
1855, art. III, 12 Stat. 951, 952-53.
The treaty does not specifically reserve to the Indians a right to
use water for irrigation or fishing purposes.
[3] In 1908 the United States Supreme Court in Winters v. United
States, 207 U.S. 564, 52 L. Ed. 340, 28 S. Ct. 207 (1908) established the
"reserved rights" or "Winters" doctrine. There the Court held that the Indians'
right to use the waters of the Milk River was impliedly reserved in the
agreement which established the Fort Belknap Reservation in Montana. The
reserved right vested no later than the date the reservation was created. /23
Winters was concerned solely with recognizing the existence of a
reserved right to water, and the Court failed to set a standard for determining
the quantity of water reserved. The Winters doctrine was interpreted by lower
courts as giving the Indians the right to that amount of water needed to satisfy
the present and future needs of the reservation. /24 Courts further decided that
the right was not subject to state control. /25 Commentators, too, gave broad
interpretation
_______________
23 Winters v. United States, 207 U.S. 564, 577, 52 L. Ed. 340, 28 S. Ct. 207 (1908).
24 See, e.g., United States v. Ahtanum Irrig. Dist., 236 F.2d 321, 327 (9th Cir. 1956) ("the paramount right of the Indians to the waters of Ahtanum Creek was not limited to the use of the Indians at any given date but this right extended to the ultimate needs of the Indians as those needs and requirements should grow"), cert. denied, 352 U.S. 988 (1957); Conrad Inv. Co. v. United States, 161 F. 829, 832 (9th Cir. 1908).
25 Ahtanum, 236 F.2d at 328.
_______________
275 Apr. 1993
to the Winters doctrine. /26 However, as noted by others, "Though attractive to
the Indians, this approach plays havoc with the rest of the watershed, for no
one can know how secure his water rights are." Note, Indian Reserved Water
Rights: The Winters of Our Discontent, 88 Yale L.J. 1689, 1695 (1979). The need
for a final determination of the quantity of an Indian tribe's right to water
has been recognized by the Supreme Court. /27
Following its enunciation of the Winters doctrine, the Supreme
Court did not construe the doctrine for another 55 years when, in Arizona v.
California, 373 U.S. 546, 600-01, 10 L. Ed. 2d 542, 83 S. Ct. 1468 (1963)
(Arizona v. California I), it recognized the need for and articulated a standard
for quantifying water rights for irrigation. That standard is based on the
reservation's practicably irrigable acreage (pia). The pia standard has been
under attack and the continued vitality of the standard in the future is
unknown. /28
[4] The Court again discussed the doctrine in Cappaert v. United
States, 426 U.S. 128, 48 L. Ed. 2d 523, 96 S. Ct. 2062 (1976), a case
considering reserved water rights in a federally reserved monument. The Court
stated:
_______________
26 See, e.g., Dellwo, Indian Water Rights - The Winters Doctrine Updated, 6 Gonz. L. Rev. 215, 229-30 (1971) ("there is no actual limit on the right of Indian tribes to increase their beneficial use of the water to the detriment of non-Indian users"); Brienza, Wet Water vs. Paper Rights: Indian and Non-Indian Negotiated Settlements and Their Effects, 11 Stan. Envtl. L.J. 151, 155 (1992) ("[t]he availability of these potential reserve rights is often not realized, but they are available when needed, and thus can be called upon in the future to legally displace state appropriators").
27 Arizona v. California, 460 U.S. 605, 620, 75 L. Ed. 2d 318, 103 S. Ct. 1382 (1983) (Arizona v. California II) (certainty of rights is particularly important with respect to water rights in the Western United States).
28 See In re General Adjudication of All Rights To Use Water in Big Horn River Sys., 753 P.2d 76 (Wyo. 1988), aff'd sub nom. Wyoming v. United States, 492 U.S. 406 (1989) (where the Court granted the petition for writ of certiorari only on the question of whether the pia standard should have been applied in determining the quantity of reserved water rights; then, by an equally divided Court, affirmed the Wyoming court's decision); Arizona v. California II, 460 U.S. at 625 (indicating the Court might be willing to reconsider its determination of the pia standard announced in the Arizona v. California I case).
_______________
276 Apr. 1993
This Court has long held that when the Federal Government withdraws its land from the public domain and reserves it for a federal purpose, the Government, by implication, reserves appurtenant water then unappropriated to the extent needed to accomplish the purpose of the reservation. In so doing the United States acquires a reserved right in unappropriated water which vests on the date of the reservation and is superior to the rights of future appropriators.
Cappaert, 426 U.S. at 138.
*The implied-reservation-of-water-rights doctrine, however, reserves only that amount of water necessary to fulfill the purpose of the reservation, no more.*
(Italics ours.) Cappaert, 426 U.S. at 141.
A right to water may be reserved for any primary purpose of the
reservation and there may be more than one such purpose. /29 Where water is
valuable only for a secondary purpose of the reservation, no reserved right is
implied and the Indians, or the United States on their behalf, would be required
to acquire water in the same manner as any other public or private appropriator.
/30
In summary, it is clear that, unless limited by Congress, the water
rights impliedly reserved in the treaty between the United States and the Yakima
Indian Nation would be for a quantity sufficient to fulfill the primary purposes
of the reservation and no more. Water to fulfill the fishing rights under the
treaty may be found to have been reserved, if fishing was a primary purpose of
the reservation. /31
The "controlling" purpose of the treaty was to "make possible the
permanent settlement of the Yakima Indians and their transformation into an
agricultural people." Report of Joint Cong. Comm'n, S. Doc. 334 (hereinafter
Senate Doc. 334), at 23. However, the joint commission also noted that
_______________
29 Colville Confederated Tribes v. Walton, 647 F.2d 42, 48 (9th Cir.), cert. denied, 454 U.S. 1092 (1981).
30 United States v. New Mexico, 438 U.S. 696, 702, 57 L. Ed. 2d 1052, 98 S. Ct, 3012 (1978).
31 Colville Confederated Tribes v. Walton, 647 F.2d at 48; United States v. Adair, 723 F.2d 1394, 1410 (9th Cir. 1983), cert. denied sub nom. Oregon v. United States, 467 U.S. 1252 (1984).
_______________
277 Apr. 1993
"The exclusive right of taking fish in all the streams running through or bordering the reservation was expressly reserved by the treaty to the Indians." Senate Doc. 337, at 23.
Interpretation of Treaties and of Abrogation
of Treaty Rights
All of the parties to this litigation agree that the Yakima Indians
are entitled to water for irrigation purposes and, at least at one time, were
entitled to water for the preservation of fishing rights. The disagreement here
is the extent of the treaty rights remaining.
[5] In water rights adjudications, state courts have the right to
determine the extent of the reserved treaty water rights of Indian tribes. /32
In making that determination, state courts must apply federal law. /33
[6-9] In interpreting Indian treaties, courts are required to
liberally construe the treaties in favor of the Indians. /34 Ambiguous treaties
must be resolved in favor of Indians. /35 Further, in determining water rights
for Indian reservations, a court is not to balance the competing interests of
Indian and non-Indian water users to reach an "equitable apportionment". /36 On
the other hand, even though legal ambiguities are to be resolved to the benefit
of Indians, courts may not ignore statutory language that, viewed in its
historical context and given a fair appraisal, clearly runs counter to the
tribe's claims. /37
_______________
32 Arizona v. San Carlos Apache Tribe, 463 U.S. 545, 548-49, 77 L. Ed. 2d 837, 103 S. Ct. 3201 (1983).
33 San Carlos, 463 U.S. at 550.
34 Choctaw Nation v. United States, 318 U.S. 423, 431-32, 87 L. Ed. 877, 63 S. Ct. 672 (1943); State v. Miller, 102 Wn.2d 678, 681-82, 689 P.2d 81 (1984).
35 Winters, 207 U.S. at 576-77.
36 Cappaert v. United States, 426 U.S. 128, 139 n.4, 48 L. Ed. 2d 523, 96 S. Ct. 2062 (1976); Arizona v. California I, 373 U.S. at 597. See also F. Cohen, Federal Indian Law 587 (1982) (hereafter Cohen).
37 Oregon Dep't of Fish & Wildlife v. Klamath Indian Tribe, 473 U.S. 753, 774, 87 L. Ed. 2d 542, 105 S. Ct. 3420 (1985).
_______________
278 Apr. 1993
[10] Congress may unilaterally abrogate a treaty provision, without the
consent of the tribe. /38 The abrogation may be implied or express. /39
[11] Where an abrogation or limitation is not clear from the face
of a statute, the standard to be applied in determining whether such rights have
been abrogated has been stated in various ways by the United States Supreme
Court. /40
The Court has said that without explicit statutory language stating
an intent to abrogate treaty rights, courts should be extremely reluctant to
hold an abrogation of those rights exists. /41 Abrogation is thus not to be
lightly inferred. /42 The United States Supreme Court also has held that it is
proper to look to the statute's legislative history and surrounding
circumstances as well as to the language of the statute. /43 Subsequent history
also may be considered in determining congressional intent. /44 Ultimately, it
is the intent of Congress which controls. /45
The most recent articulation of the standard by the Supreme Court
is set forth in United States v. Dion, 476 U.S. 734, 90 L. Ed. 2d 767, 106 S.
Ct. 2216 (1986), a case in which the Court found that the passage of the Bald
Eagle Protection Act by
_______________
38 Lone Wolf v. Hitchcock, 187 U.S. 553, 567, 47 L. Ed. 299, 23 S. Ct. 216 (1903); United States v. Dion, 476 U.S. 734, 738, 90 L. Ed. 2d 767, 106 S. Ct. 2216 (1986).
39 Rosebud Sioux Tribe v. Kneip, 430 U.S. 584, 586-87, 51 L. Ed. 2d 660, 97 S. Ct. 1361 (1977).
40 See United States v. Dion, 476 U.S. at 739.
41 Washington v. Washington State Comm'l Passenger Fishing Vessel Ass'n, 443 U.S. 658, 690, 61 L. Ed. 2d 823, 99 S. Ct. 3055 (1979).
42 Menominee Tribe of Indians v. United States, 391 U.S. 404, 413, 20 L. Ed. 2d 697, 88 S. Ct. 1705 (1968).
43 Rosebud Sioux Tribe v. Kneip, 430 U.S. at 587.
44 Solem v. Bartlett, 465 U.S. 463, 471, 79 L. Ed. 2d 443, 104 S. Ct. 1161 (1984).
45 Oregon Dep't of Fish & Wildlife, 473 U.S. at 774.
_______________
279 Apr. 1993
Congress constituted an abrogation of the treaty hunting rights of Indians to take bald eagles and golden eagles. In a unanimous opinion, the Court stated:
Explicit statement by Congress is preferable for the purpose of ensuring legislative accountability for the abrogation of treaty rights. We have not rigidly interpreted that preference, however, as a *per se* rule; where the evidence of congressional intent to abrogate is sufficiently compelling, "the weight of authority indicates that such an intent can also be found by a reviewing court from clear and reliable evidence in the legislative history of a statute." *What is essential is clear evidence that Congress actually considered the conflict between its intended action on the one hand and Indian treaty rights on the other, and chose to resolve the conflict by abrogating the treaty.*
(Citations omitted. Some italics ours.) Dion, 476 U.S. at 739- 40. In the case
now before the court, this standard must be applied to alleged limitations on
two specific rights, (1) the right to water necessary to maintain fish in the
Yakima River and its tributaries in order to fulfill the Indians' treaty right
to fish in all their usual and accustomed places, and (2) the right to water for
irrigation on the reservation.
The Irrigation Districts argue that the Indians' reserved rights
for water for fishing purposes were extinguished or diminished by the United
States by any one or more of the following: (1) The limitation imposed by the
Secretary of the Interior in 1906 on the quantity of water the Indians could
receive during the low water flow; (2) The Act of August 1, 1914; (3) The effect
of congressional, executive, administrative and judicial actions by the United
States between 1905 and 1968; (4) The consent judgment of 1945; or (5) The 1968
settlement and judgment entered in an Indian Claims Commission case.
The trial court found insufficient evidence to conclude that the
rights to water for fulfillment of treaty fishing rights had been extinguished,
but found that those rights had been substantially diminished and that generally
the rights to water for fishing purposes were subordinate to other irrigation
rights. The trial court held, however, that the Indians were entitled to the
minimum instream flow which is necessary to maintain anadromous fish life in the
280 Apr. 1993
river. The trial court held that the specific amount which is necessary for fish life should be determined according to the annual prevailing conditions as determined by the project superintendent in consultation with the Yakima River Basin Systems Operations Advisory Committee, Irrigation Districts and company managers and others.
DECISION
ISSUE ONE.
CONCLUSION. The Secretary of the Interior's approval of the Yakima
Project in 1906 did not quantify and limit the Yakima Indian Nation's
treaty-reserved water right to 147 cfs of the natural flow of the Yakima River.
The Secretary's action which the Irrigation Districts claim
quantified the Indians' water rights occurred on March 27, 1906, following a
year of studying the feasibility of the Yakima Project.
The study, conducted by various sections of the Department of the
Interior, showed that in order to ensure the success of the irrigation project,
water users would have to agree to limit their rights to water from the river.
To determine a proper limitation for various water users, the Bureau of
Reclamation measured the average diversions of 50 appropriators (including the
Indian reservation) of total low water flow in August 1905. Based on all the
quantities measured, the Bureau began to seek limiting agreements from water
users. By January 1906 limiting agreements had been signed by more than 95
percent of the water claimants.
Litigation, uncertainty as to the quantity of water due the
Indians, and adjustment of conflicting claims threatened the success of the
Yakima Irrigation Project. In December of 1905 the Secretary of the Interior
conditionally approved the reclamation project, but stated that before the
project would be funded, eight conditions would have to be met. They included
the following four:
1. The adjustment of all conflicting claims to water for
irrigation, power "or any other purpose".
281 Apr. 1993
2. The determination of all pending lawsuits seeking to prevent the
diversion of water from the river to the reservation.
3. The securing to the Indians of a sufficient water supply by
passage of appropriate legislation by Congress, or otherwise.
4. The settlement and disposition of any and all difficulties,
conflicts, litigation, complications, or controversies that would in any way
tend to embarrass or restrict the appropriation and use of the waters of the
Yakima River.
To resolve the condition of securing an adequate water supply to
the Indian reservation, the Secretary did two things. First, he quantified the
water allotment to the reservation during the low water flow period of July,
August and September to 147 cfs. Second, he considered the passage of the Jones
Act of 1906, ch. 518, 34 Stat. 53, as a method of supplementing or equalizing
the Indians' water supply. The Jones Act authorized the sale of all but 20 acres
of each parcel of land which had been allotted to individual Yakima Indians. The
proceeds from the sales of land would theoretically fund irrigation projects of
benefit to the Indians. On March 27, 1906, the Secretary determined all eight
conditions were met and construction of the project was authorized. In fact, the
Jones Act did not work and the Indians did not sell portions of their land. The
147 cfs allotted to the Indians was totally inadequate to irrigate crops even
for family needs.
The Irrigation Districts claim this approval of the project by the
Secretary resulted in total appropriation of the river for irrigation. The
Districts argue that any additional water rights, for purposes other than
irrigation, were subordinated to irrigation claims. Thus, in the view of the
Irrigation Districts, the reserved water rights of the Yakima Indians for
irrigation, fishing or otherwise were satisfied on March 27, 1906. In support of
their argument, the Irrigation Districts cite to United States v. Ahtanum Irrig.
Dist., 236 F.2d 321, 327 (9th Cir. 1956) (a 1956 case in which the court
282 Apr. 1993
considered the validity of a 1908 (post-Winters) agreement between the Bureau of Indian Affairs and white landowners in the Yakima Valley), cert. denied, 352 U.S. 988 (1957). The agreement settled a dispute over rights to water in Ahtanum Creek which borders the Yakima Indian Reservation. In that case, an agent of the Bureau of Indian Affairs entered into an agreement providing that the white landowners would have the right to 75 percent of the water in the creek and that the Indians would be limited to 25 percent. The Ahtanum court noted that the agreement was "one practically without precedent", 236 F.2d at 331, stating in a footnote that the "only prior instance of such an agreement on the part of the Secretary was that made by Secretary Hitchcock in 1905, agreeing to limit these Indians' rights to Yakima River water." Ahtanum, 236 F.2d at 331 n.13. The court went on to find the 1908 Ahtanum Creek agreement valid, holding that Congress must have intended to vest the Secretary with the general power of supervision and management of Indian affairs, and of matters arising out of Indian relations. Thus the court held, the Secretary could make "a peaceful arrangement for a practical mode of use of the waters of this stream." Ahtanum, 236 F.2d at 336. The court further stated:
The Secretary's mistakes, his poor judgment, his overlooking or ignoring of the true measure of the Indians' rights, his lack of bargaining skill or determination may add up to an abuse of his power, but do not negative it, or make his act ultra vires.
Ahtanum, 236 F.2d at 338.
The United States, on behalf of the Indians, and the Reservation
Irrigation District argue that the rule set forth in Ahtanum has been eroded by
the Supreme Court's decision in Organized Village of Kake v. Egan, 369 U.S. 60,
63, 7 L. Ed. 2d 573, 82 S. Ct. 562 (1962), where the Court held that the
Secretary of the Interior's powers to regulate the affairs of Indians extend
only so far as to allow the Secretary to "implement specific laws".
[12-14] We need not decide whether the Secretary of the Interior,
acting alone, has the power to extinguish express or
283 Apr. 1993
implied treaty rights, for we hold that even if the Secretary of the Interior
had that power, his 1906 approval of the project did not have that result. /46
Ahtanum requires that any agreement which purports to compromise the water
rights of Indians be "construed most strongly in favor of the Indians," 236 F.2d
at 340, and that it "be construed as *reserving to the Indians*, who previously
owned substantially all of the waters, *everything not clearly shown to have
been granted.*" (Italics ours.) Ahtanum, 236 F.2d at 341. We further hold that
the same rules of construction that apply when considering whether Congress
intended to abrogate treaty rights should be applied in construing the actions
of the Secretary of the Interior. The standard established in United States v.
Dion, 476 U.S. 734, 90 L. Ed. 2d 767, 106 S. Ct. 2216 (1986) thus requires that
there be some clear indication that the Secretary at least considered the fact
that he was extinguishing the Indians' right to fish in their usual and
accustomed places by his actions.
Nothing in the record indicates that the Secretary intended to
abrogate Indian treaty rights or that he even considered the Indians' need for
water in order to continue fishing the Yakima and its tributaries. The
Secretary's limitation of the Indians' water right to 147 cfs of the low water
flow was limited to the use of water for irrigation purposes. It anticipated the
successful implementation of the Jones Act - an implementation that never
occurred. The limitation also was made knowing that it would not be enough for
full irrigation and that other provisions for water to the reservation would
have to be made. Additionally it was made before the Winters doctrine was
enunciated and the Secretary, therefore, could not have known the extent of the
rights reserved to the Indians by the treaty.
The Indians' right to water for fishing purposes was not clearly
compromised and we must therefore hold that the action of the Secretary of the
Interior in 1906 approving the
_______________
46 We thus do not consider the Reservation Irrigation District's argument that the Irrigation Districts did not properly preserve this issue for appeal.
_______________
284 Apr. 1993
limitation Of the water supply provided the Yakima Indian Reservation from the
Yakima River to 147 cfs for irrigation did not constitute an abrogation of all
other treaty-reserved water rights.
ISSUE TWO.
CONCLUSION. The Act of August 1, 1914, standing alone, does not
quantify and satisfy the rights of the Indians in the low water flows of the
Yakima River for all purposes. Soon after the Secretary of the
Interior's limitation of 147 cfs to the reservation, the inequity of that
limitation was realized. The
allowance of only 147 second-feet was inadequate to meet the actual demands for water on the reservation at the time and totally failed to make provision for future needs. Great dissatisfaction resulted.
Senate Doc. 337, at 24.
Congress responded to the inequity by passing the Act of August 1,
1914, 38 Stat. at 604 which states:
It appearing by the report of the Joint Congressional Commission [Senate Doc. 337] . . . that the Indians of the Yakima Reservation in the State of Washington, have been unjustly deprived of the portion of the natural flow of the Yakima River to which they are equitably entitled for the *purposes of irrigation*, having only been allowed one hundred and forty-seven cubic feet per second, the Secretary of the Interior is hereby authorized and directed to furnish at the northern boundary of said Yakima Indian Reservation, in perpetuity, enough water, in addition to the one hundred and forty-seven cubic feet per second heretofore allotted to said Indians, so that there shall be, during the low-water irrigation season, at least seven hundred and twenty cubic feet per second of water available when needed for irrigation, *this quantity being considered as equivalent to and in satisfaction of the rights of the Indians in the low-water flow of [the] Yakima River and adequate for the irrigation of forty acres on each Indian allotment;* . . .
(Italics ours.)
The language of the act does not address fishing rights. It does
appear to quantify rights for irrigation purposes, but even with respect to
those rights, the act ambivalently states "at least" 720 cfs.
The Irrigation Districts contend that this act satisfied the rights
of the Indians to waters of the Yakima River and
285 Apr. 1993
"irrevocably committed" all remaining waters to the development and operation of
the Yakima Irrigation Project. Thus in the view of the Irrigation Districts, the
Indians' right to water for fishing purposes was "clearly subordinated" to
waters for irrigation purposes.
As stated above, Congress can impliedly modify or limit the rights
promised under a treaty. /47 In order for this court to find such an
implication, however, there must be
clear evidence that Congress actually considered the conflict between its intended action on the one hand and Indian treaty rights on the other, and chose to resolve the conflict by abrogating the treaty.
United States v. Dion, 476 U.S. 734, 740, 90 L. Ed. 2d 767, 106 S. Ct. 2216
(1986).
The Irrigation Districts point to extensive undisputed evidence in
the record that all of the waters of the Yakima River had been appropriated and
that Congress was unquestionably committed to reclamation and to the Yakima
Irrigation Project. The Districts are unable, however, to show clear evidence of
Congress's actual consideration of the conflict between the Indians' right to
water for fulfillment of fishing rights, on the one hand, and irrigation of the
Yakima Basin, on the other, and then that Congress's choice in resolving the
conflict was abrogation of the treaty. The evidence presented by the Districts
to support the "actual consideration" and conscious choice standard includes the
statements of fewer than 10 individuals who, while testifying before the Joint
Congressional Committee in 1913, made some reference to fish or fishing. The
Irrigation Districts also argue that the actions of the United States during the
first half of this century show that Congress must have known of the competing
interests in the waters of the Yakima River. Specifically, the Districts point
to the federal government's control over the unappropriated waters of the Yakima
River from 1905 to 1951; congressional ratification of Warren Act contracts; and
inconsistencies between the actions of the
_______________
47 See United States v. Dion, 476 U.S. 734, 740, 90 L. Ed. 2d 767, 106 S. Ct. 2216 (1986).
_______________
286 Apr. 1993
United States in limiting the instream flow of the river for many years and its
current claim for recognition of Indian- reserved water rights for maintaining
the river's fish population.
[15, 16] We cannot conclude from this that Congress actually
considered the conflict between the water rights of those using the water of the
Yakima River for irrigation and those of the Indians for fishing purposes and
then chose irrigation. Congress may have made that choice, had it actually
considered the conflict, but the evidence in the record is not clear and does
not support a finding that Congress actually considered these conflicting
rights.
Further, although the United States, acting as Bureau of
Reclamation and Bureau of Indian Affairs, helped create this conflict, its
actions give rise, at most, to only an inference that Congress may have had
knowledge of the Indians' fishing rights when it passed the Act of August 1,
1914. If the standard were one of reasonable inference from the cumulative
actions of Congress, then the court might be able to find a diminishment of
fishing rights. Under these facts, however, we cannot conclude that the Dion
test of clear evidence showing actual consideration of the conflict has been met
in this case. In such cases, the standard to be applied is the following:
When both an Act and its legislative history fail to provide substantial and compelling evidence of a congressional intention to diminish Indian [rights, courts] are bound by our traditional solicitude for the Indian tribes to rule that diminishment did not take place . . .
Solem v. Bartlett, 465 U.S. 463, 472, 79 L. Ed. 2d 443, 104 S. Ct. 1161 (1984).
Because Congress did not clearly intend to diminish the treaty
fishing rights of the Yakima Indian Nation by the enactment of the Act of August
1, 1914, the court must interpret the act to benefit the Indians.
ISSUE THREE.
CONCLUSION. Congressional, executive, administrative and judicial actions
by the United States during the period beginning in 1905 and continuing through
1968 did not clearly
287 Apr. 1993
subordinate the Indians' right to water for fishing to the rights of users of
the water for irrigation purposes.
The Irrigation Districts next contend that congressional,
executive, administrative and judicial acts of the United States over a period
of years resulted in the extinguishment of Indian water rights for fulfillment
of treaty fishing rights.
[17] In support of their argument, the Districts cite cases in
which the United States invaded the rights of Indian tribes by giving
reservation lands to others. /48 These cases are distinguishable in that in each
of the cases, Congress confirmed the purported abrogation of treaty rights by
statute. These cases do not stand for the proposition that abrogation of treaty
rights can occur merely through inconsistent actions by government.
Additionally, during this same period of time the United States was
recognizing Indian fishing rights by installing fish screens and constructing
fish ladders. Concern over low instream flows also was expressed as a danger to
fish.
Although the United States undeniably was concentrating its actions
in these respects during the years from 1905 through 1985 on irrigation, it
continued to recognize the Indians' express treaty right to take fish from the
river. We therefore cannot conclude that the inconsistent actions of Congress,
the executive branch and administrative agencies, were sufficient, in and of
themselves, to extinguish those reserved water rights necessary to fulfill
treaty fishing rights. We conclude, however, that there was encroachment upon
and significant damage to the Indians' treaty fishing rights during this period.
Thus, although the treaty rights were not extinguished, they were diminished.
ISSUE FOUR.
CONCLUSION. The 1968 settlement and dismissal in Docket No. 147
before the Indian Claims Commission /49 confirmed the
_______________
48 Shoshone Tribe v. United States, 299 U.S. 476, 81 L. Ed. 360, 57 S. Ct. 244 (1937); Fort Berthold Reservation v. United States, 390 F.2d 686 (Ct. Ct. 1968).
49 Yakima Tribe of Indians v. United States, 20 Indian Claims Comm'n Dec. 76 (1968).
_______________
288 Apr. 1993
diminishment of the Yakima Indians' treaty fishing rights and precludes the
Indians from now claiming those rights have not been diminished in any respect.
In 1951 the Yakima Indian Nation filed a claim (Docket No. 147)
with the Indian Claims Commission (ICC) seeking compensation from the United
States for loss of fishing rights caused in part by the Yakima Irrigation
Project. As part of a settlement of four claims, Docket No. 147 was dismissed
with prejudice. The trial court here found that the settlement resulted in
compensation for a diminished treaty right. It therefore ruled that the Indians
were precluded from making a claim for undiminished water rights for fishing in
this state proceeding. We agree with the trial court in this regard.
The petition filed with the ICC alleged that the United States
in improvidently and unlawfully constructing power and irrigation dams in the Yakima, Naches, Tieton and Klickitat Rivers and their tributaries, and in improvidently, negligently and unlawfully failing to install fish screens in irrigation canals and laterals, in permitting the pollution of streams, has completely destroyed all of the usual and accustomed fishing locations of petitioner . . .
ICC Petition, at 11.
An affidavit filed by the attorney who represented the Yakima
Indians before the ICC states that the tribe's claim was that the United States
had diminished and not totally destroyed the treaty fishing rights. The Yakima
Indians also had filed other claims with the Commission in Docket Nos. 47, 160
and 164. These cases, along with Docket No. 147, were settled together. The
parties stipulated that a
*net final judgment* . . . be entered in said consolidated Docket Nos. 47 and 164 in favor of the Yakima Tribe and against the United States in the amount of $2,100,000.00; and that Docket Nos.147 and 160 be dismissed with prejudice.
(Italics ours.) Statement and Additional Findings of Fact on Compromise Settlement of Claims of the Yakima Tribe of the State of Washington, Yakima Tribe of Indians v. United States, 20 Indian Claims Comm'n Dec. 76, 80 (1968).
289 Apr. 1993
By resolution, the Yakima Indian General Council approved the "*settlement* of the Yakima Tribal Claims cases, Docket Nos. 47, 147, 160, and 164 . . ." (Italics ours.) /50
The stipulation itself includes the following language: the parties have agreed to a settlement concerning the disposition of all four cases *which shall finally dispose of said cases* in the manner hereinafter set out, it being understood and agreed that the disposition of each and all of said cases *is part and parcel of the settlement herein.*
. . .
. . . *as part and parcel of said settlement and as part of the consideration for the entry of final judgment in Docket Nos. 47 and 164 as provided in paragraph 8 hereof, the petitioner shall dismiss Docket Nos.147 and 160 in accordance with paragraph 9 hereof.*
(Italics ours.) /51
Paragraph 8 of the stipulated settlement provided for the payment
of $2,100,000 in Docket Nos. 47 and 164 Statement and additional findings, at
90. Paragraph 9 provided:
*as part and parcel* of the agreement for a net judgment of $2,100,000 as aforesaid, Docket Nos. 147 and 160 shall be dismissed with prejudice.
(Italics ours.) /52
The fishing rights claim was then dismissed with prejudice.
The Irrigation Districts argue that the settlement agreement and
judgment should preclude any argument on behalf of the Indians that varies from
the allegations made to the ICC to the effect that fishing rights in the Yakima
Basin had been totally extinguished. The United States, on the other hand,
argues that the dismissal of the claim should have no effect on the present
adjudication, that no "settlement" of
_______________
50 Yakima Tribe of Indians v. United States, 20 Indian Claims Comm'n Dec. 76, 84 (1968).
51 Yakima Tribe of Indians v. United States, 20 Indian Claims Comm'n Dec. 76, 89 (1968).
52 Yakima Tribe of Indians v. United States, 20 Indian Claims Comm'n Dec. 76, 91 (1968).
_______________
290 Apr. 1993
the claim occurred and that res judicata should not preclude raising an issue
that has not been determined on the merits.
[18] In United States v. Dann, 873 F.2d 1189, 1198 (9th Cir.),
cert. denied, 493 U.S. 890 (1989), the court held that the Indian Claims
Commission could not extinguish Indian treaty rights; it simply had jurisdiction
to award damages for the taking of those rights by the United States. The Dann
court further held that "payment of [a] claims award establishes conclusively
that a taking occurred", even though the claim was not actually litigated. /53
[19, 20] Res judicata applies to bar relitigation when the
following factors are met: (1) identity of subject matter; (2) identity of cause
of action; (3) identity of persons and parties; and (4) identity of the quality
of the persons for or against whom the claim is made. /54 A prior judgment is
res judicata as to every question which was properly a part of the matter
adjudicated, but it does not bar relitigation of claims which were not in fact
adjudicated. /55 A dismissal with prejudice as part of a settlement in a
personal injury case has been determined to be a final judgment and res judicata
in a subsequent action. /56
In this case, the subject matter in both actions was the same, that
is whether there had been a loss of treaty fishing rights since the date of the
treaty. The cause of action in this case is for a determination of the quantity
of water to which the Indians are entitled for fulfillment of whatever treaty
fishing rights remain. In the Claims Commission case the cause of action was one
for compensation for loss of these same rights. The core of both actions was the
determination of the existence and scope of the Indians' treaty fishing rights.
The parties in both actions are the same and the
_______________
53 United States v. Dann, 873 F.2d 1189, 1199 (9th Cir.), cert. denied, 493 U.S. 890 (1989).
54 Rains v. State, 100 Wn.2d 660, 663, 674 P.2d 165 (1983).
55 Seattle-First Nat'l Bank v. Kawachi, 91 Wn.2d 223, 226, 588 P.2d 725 (1978).
56 Schoeman v. New York Life Ins. Co., 106 Wn.2d 855, 861, 726 P.2d 1 (1986).
_______________
291 Apr. 1993
person for whom the claim is made is the same. The United States argues that the
monetary judgment entered by the ICC was not intended as payment of the claims
made in Docket No. 147. Thus, in the view of the United States, the ICC judgment
can have no preclusive effect.
[21] However, the final judgment entered in Docket No. 147 resolved
the claim that the Indians' treaty fishing rights had been substantially
diminished by actions of the United States. This net judgment was entered upon
agreement of the United States and the Indians and the dismissal of the claim
was "part and parcel" of the settlement of all claims. It thus appears that the
ICC judgment recognized a loss of the Indians' fishing rights and constituted a
payment or satisfaction for that loss. Under the holding in Dann, a loss of
rights was conclusively established by payment of the claim. Relitigation of the
issue is barred, /57 and the Indians may not now claim that their treaty fishing
rights are undiminished.
ISSUE FIVE.
CONCLUSION. The consent judgment entered January 31, 1945,
confirmed the water rights of the Indians to those specified in the judgment,
but only as to water for irrigation purposes.
In 1939 the United States, with the Kittitas Reclamation District
and the Selah-Moxee Irrigation District, filed a complaint in federal district
court in Spokane asking the court to determine whether the United States was
obligated to deliver water, free of charge, to the Sunnyside Valley Irrigation
District. A number of irrigation districts, including the Yakima Reservation
Irrigation District, were named as defendants in that action. The defendants
counterclaimed for an adjudication of rights to water in the Yakima River.
While the case was pending in district court, the issue raised by
the United States in its complaint was resolved by the District of Columbia
Circuit in Fox v. Ickes, 137 F.2d 30 (D.C. Cir.), cert. denied, 320 U.S. 792
(1943). The counter
_______________
57 See Western Shoshone Nat'l Coun. v. Molini, 951 F.2d 200 (9th Cir. 1991), cert. denied, - U.S. -, 121 L. Ed. 2d 39, 113 S. Ct. 74 (1992).
_______________
292 Apr. 1993
claim remained and the United States determined "it seemed very desirable to
settle amicably the remaining phase of the controversy thus dispensing with
extended litigation which would, as a result of cross complaints filed by
certain of the defendants, necessitate an adjudication of the Yakima River."
Joint Statement to Court by attorneys for Bureau of Reclamation, Department of
Justice, and United States (hereafter Joint Statement), at 1. The United States
attorney, Clifford Fix, led the settlement negotiations. His notes and other
correspondence between the various bureaus within the Department of the Interior
indicate that a major concern of the parties was quantification of the Yakima
Indian Nation's reserved water right. In a memorandum to the Solicitor General,
Fix indicated that "in view of the concession" of the Irrigation Districts to
agree that the Indians' right to 720 cfs, as provided in the Act of August 1,
1914, was not proratable, the remainder of the Indians' water rights should be
proratable. There was considerable dispute between the various divisions of the
Department of the Interior over the proper quantification of the Indians' water
rights and the views argued here were considered at that time by the attorneys
negotiating the language of the settlement.
An agreed order resolving the action was eventually approved by the
Department of the Interior.
Before signing the agreed order, which is referred to by the trial
court and the parties as the 1945 consent judgment, the attorneys representing
the various agencies of the United States presented their statement to the
court. This statement, which indicated that the Bureau of Indian Affairs
approved the judgment, was read into the record, and referred to the Indians'
rights as follows:
In addition to the water rights to which reference is made above, there is involved in the litigation the right of the Yakima Indian Reservation to a supply of water from the Yakima River. By the Act of August 1, 1914, ch. 222, 38 Stat. 582, the Congress of the United States claimed for the tribe in question 720 c.f.s. of water in the low water flow of the Yakima River. Over and above the 720 c.f.s. the Yakima Reservation receives 350,000 acre feet of water pursuant to agreements entered into between
293 Apr. 1993
the Bureau of Reclamation and the Office of Indian Affairs. These later rights are derived from water made available as the result of the furnishing of storage capacity under the Warren Act. In the proposed consent judgment, the rights last mentioned to which the Indians are entitled are considered in the same light and are subject to the same limitations as other Warren Act rights.
Joint Statement, at 6.
The statement also says that the consent judgment has no effect on
the rights of those who "are not within the jurisdiction of the court in the
present proceeding." Joint Statement, at 9.
The issues here are (1) whether the Yakima Indian Nation is bound
by the terms of the judgment, and (2) if so, whether the judgment addresses the
Indians' treaty fishing rights. There is no question that, if applicable to the
Indians, the judgment limits the Indians' treaty-reserved right to water for
irrigation in that it makes the allocation of 350,000 acre feet of water both
proratable and subject to a priority date of May 10, 1905.
The consent judgment, which was approved by the court and entered
January 31, 1945, states in part:
This judgment shall constitute a final determination of the obligation of the United States to deliver water from the Yakima River, and its tributaries, from storage from its various reservoirs in the Yakima watershed and from other sources to the parties to this judgment and the lands within the Wapato Indian Irrigation Project. Each of the parties to this cause, their grantees, successors and assigns are by this judgment forever enjoined and restrained from asserting any claim to or from interfering with any of the rights to the use or the delivery of those quantities of water which are recognized in this judgment. . . . The rights of any claimants to water of the Yakima river or watershed who are not parties to this cause shall in no way be prejudiced or affected by this judgment nor will it in any way prejudice or affect the rights of the parties to this judgment as they may pertain to the rights of such claimants.
Consent judgment, at 29-30.
[22, 23] The law is clear. The United States, as trustee, has the
right to represent the interests and claims of Indians and to bind them to the
results of litigation and settlement
294 Apr. 1993
of litigation. /58 It is not necessary for the Indians to be named as parties in
order for them to be bound to the judgment. /59 Furthermore, the United States
may represent more than one interest when resolving Indian water rights issues.
/60
In the case before the District Court in Spokane, the Yakima Indian
Nation was not a named party. In attempting to effect a settlement, the United
States considered and represented the interests of the Indians. It represented
to others that the Indians' rights would be determined by the consent judgment,
and it made that representation to the court. At the hearing on the entry of the
judgment, the Federal District Court heard the statement of counsel for the
United States; the trial judge then said:
THE COURT: All right. Let us start out with this Indian business. Is that all in the Wapato Division, Mr. Veeder? I say, are all the Indian rights under that?
MR. VEEDER: /[61] Yes, sir . . . . . . . . . I might call attention to the fact that the judgment has been reviewed by the Department of the Interior, which represents the Indian Service, and all the articles have been reviewed and approved.
THE COURT: Do you consider that you represent the point of view of the Indian Service, Mr. Tyree?
MR. TYREE: No, sir.
MR. VEEDER: The Department of Justice represents the Indian Service, and Mr. Tyree represents the Bureau of Reclamation.
_______________
58 Arizona v. California II, 460 U.S. at 626-27; Nevada v. United States, 463 U.S. 110, 135, 77 L. Ed. 2d 509, 103 S. Ct. 2906 (1983).
59 Heckman v. United States, 224 U.S. 413, 444-45, 56 L. Ed. 820, 32 S. Ct. 424 (1912).
60 Nevada v. United States, 463 U.S. at 128.
61 Attorney William H. Veeder was representing the Department of Justice in the proceeding. He has been called "an eminent authority on Indian Water Rights . . . [who] has become noted for his vocal stands in support of Indian water rights." Dellwo, Indian Water Rights - The Winters Doctrine Updated, 6 Gonz. L. Rev. 215, 217 n.12 (1971).
_______________
295 Apr. 1993
THE COURT: In addition to this 720 cubic feet they have 350,000 acre feet, and the judgment provides for 250,000 acre feet, and 100,000 acre feet.
MR. VEEDER: Yes, Your Honor. There are two contracts, one the original contract for 250,000 . . . feet, and subsequent to that a contract for 100,000 feet was entered into, making an aggregate of 350,000. . . .
THE COURT: Do these contracts, in so far as they refer to the 250,000 . . . plus the 100,000 feet recognize that the rights of the Indians were subject to the same limitations as anyone else, under the Warren Act?
MR. VEEDER: Yes, sir. There is a provision in the contract that it is subject to proration.
THE COURT: So the 1945 contract does not add any new element.
MR. VEEDER: That is right.
The Bureau of Indian Affairs, as well as the Bureau of Reclamation, were
involved in the negotiations, the drafting of the judgment, and the
representations to the court that the Indians' rights were represented in the
action.
[24] Based on the language of the judgment and on the circumstances
surrounding its entry, the consent judgment should be binding on the Indians.
This is particularly true in a water rights case, where finality of judgment and
certainty of rights is particularly important. /62 The Indians argue, however,
that this issue has been determined by the Ninth Circuit Court of Appeals /63
and that we are therefore estopped from redeciding the issue. /64
The Ninth Circuit case in question began in 1980, when the Yakima
Indian Nation asked the Federal District Court to release water from the Yakima
Irrigation Project water reservoirs to preserve nests of salmon eggs that were
being threatened by low water flows. The trial court granted the Indians'
_______________
62 Arizona v. California II, 460 U.S. at 620.
63 Kittitas Reclamation Dist. v. Sunnyside Vly. Irrig. Dist., 763 F.2d 1032 (9th Cir.), cert. denied sub nom. Sunnyside Vly. Irrig. Dist. v. United States, 474 U.S. 1032 (1985).
64 Tacoma v. Taxpayers of Tacoma, 357 U.S. 320, 334, 2 L. Ed. 2d 1345, 78 S. Ct. 1209 (1958).
_______________
296 Apr. 1993
request and a number of Irrigation Districts appealed. The Irrigation Districts
claimed that the Indians were bound by the terms of the consent judgment entered
in the action and thus could not ask for additional water for any purpose.
On appeal, the Ninth Circuit held that the 1945 decree did not
consider the Yakima Nation's treaty fishing right. "Thus, the decree did not
limit or preclude measures necessary to preserve that right when operation of
the irrigation system threatened to damage the salmon run." Kittitas Reclamation
Dist. v. Sunnyside Vly. Irrig. Dist., 763 F.2d 1032, 1034 (9th Cir.), cert.
denied sub nom. Sunnyside Vly. Irrig. Dist. v. United States, 474 U.S. 1032
(1985). In a footnote the court also stated, "The final decree settled only the
rights of the irrigation districts made party to the proceeding." Kittitas, 763
F.2d at 1035 n.4. The question that was before the Ninth Circuit was whether the
consent judgment included a settlement of the Indians' treaty fishing rights and
thus precluded the trial court from authorizing a release of water to protect
fish in addition to those quantities set forth in the consent judgment.
[25, 26] This court is bound by the Kittitas decision under the
doctrine of collateral estoppel, only if the following conditions are met: (1)
The issue decided by the Ninth Circuit must be identical to the one raised here;
(2) the Ninth Circuit decision must be a final judgment on the merits; (3) the
party against whom the estoppel is asserted is a party or in privity with a
party to the prior adjudication; and (4) application of estoppel will not work
an injustice on the party against whom the doctrine is applied. /65 The burden
of proof as to the propriety of applying collateral estoppel is on the party
asserting it as a bar. /66
A careful reading of the Ninth Circuit's decision reveals that it
was concerned only with the effect of the consent judgment on the Indians'
treaty fishing rights, not on their
_______________
65 Rains v. State, 100 Wn.2d 660, 665, 674 P.2d 165 (1983).
66 State Farm Mut. Auto. Ins. Co. v. Amirpanahi, 50 Wn. App. 869, 871, 751 P.2d 329, review denied, 111 Wn.2d 1012 (1988).
_______________
297 Apr. 1993
rights to water for irrigation purposes. For example, that court stated:
This appeal involves the collision of two interests: the Yakima Nation's interest in preservation of their *fishing* rights, and the eastern Washington farmers' interest in preservation of water needed for crops in the dry spring and summer.
(Italics ours.) Kittitas, 763 F.2d at 1033.
The Kittitas court went on to trace the origin of the Indians'
right to water for fish, and held that the consent judgment did not deal with
the Indians' treaty fishing rights. In our view the Ninth Circuit court was
clearly correct in this conclusion. Although the language of the decision is not
as precise for our purposes as we might wish it to be, we do not read Kittitas
as deciding issues that were not before that court.
With respect to the issue of whether the consent judgment
considered the Indians' right to water for fishing purposes, we hold that issue
is identical to the issue raised here by the Irrigation Districts. However,
because the effect of the consent judgment on the Indians' reserved water rights
for irrigation purposes was not before the Ninth Circuit and, in our view, was
not decided by the Ninth Circuit, we hold there is no identity on that issue.
Collateral estoppel does not preclude our consideration of the binding effect of
the 1945 consent judgment on the Indians with respect to their claims for water
for irrigation purposes. For the reasons outlined above, we hold the consent
judgment determined or confirmed the Indians' treaty-reserved water rights for