EPA Vessel General Permit

 


A US District court ruled in March 2005 that the permitting exemption for “discharges incidental to the normal operation of a vessel” was not legal and would soon cease to exist.

 

EPA issued the Vessel General Permit (VGP) in December 2008 in advance of the expiration of the exemption so that ships could continue to legally operate in U.S. waters.

 

We are providing this webpage to assist vessel operators and the public understand the VGP. However, no summary can substitute for studying the VGP and related documents, especially if you are a vessel operator.

 

EPA Vessel General Permit information 

Vessel General Permit Contact Information



Who must apply?

  • Operators of vessels greater than or equal to 300 gross registered tons or capable of discharging greater than 8 cubic meters of ballast water must submit a Notice of Intent (NOI) to EPA. Table 1 of the VGP lists deadlines for NOI submittal. NOIs for existing vessels are due September 19, 2009 or immediately upon transfer of ownership/operation.
     

  • All vessels meeting the eligibility requirements in the VGP (about 30,000) were automatically covered on December 19, 2008 when EPA issued the VGP. These vessels have automatic VGP coverage up to the deadline for NOI submission. Any operator of a vessel required to submit an NOI as described below who fails to submit an NOI by the deadline in Table 1 (see Appendix E of the VGP) will lose VGP coverage.

How to apply for coverage

Exempt vessels

  • All military vessels, fishing and commercial vessels under 79 feet long are exempt from needing VGP coverage for a 2-year moratorium. Certain discharges from these vessels, such as ballast water, are not exempt even during the moratorium. Recreation vessels are exempt forever or until the law changes.

Where does the VGP apply?

  • VGP requirements only extend 3 nautical miles from shore leaving some Washington State waters uncovered. However, state Water Quality Standards (chapter 173-201A WAC) apply and the Department of Ecology has enforcement authority in all state waters.

Permit fees

  • EPA is not charging permit fees but seems to envision states becoming delegated during the first permit term and assessing fees to pay for implementation of vessel permitting and enforcement in the future.

What’s required?USS Constitution

  • The VGP usually incorporates existing USCG requirements in those areas (blackwater, graywater, ballast water, bilge water, etc.) where the USCG traditionally regulates ships.
     

  • The VGP contains a narrative requirement to meet water quality standards.
     

  • The VGP contains technology-based effluent limits for just about all vessel discharges except for blackwater.
     

  • Blackwater is not covered because CWA § 502(6) leaves vessel sewage out of the definition of pollutant and CWA § 312 gives authority to regulate vessel sewage to the Coast Guard.
     

  • The VGP specifies open ocean exchange as the standard requirement for ballast water management and provides for ballast water treatment only on an “experimental” basis.
     

  • The VGP regulates ballast water management during coastal voyages and management of ballast tank sediments more stringently than current Coast Guard requirements.
     

  • The VGP regulates 26 types of discharges including deck runoff, deck and hull washdown, bilgewater, ballast water, hull coating leachate and underwater hull cleaning, fire fighting foam, boiler blowdown, cathodic protection, chain locker effluent, hydraulic and lubricating fluids, desalinization brine, exhaust scrubber wastewater, graywater and graywater with sewage, and others.
     

  • The VGP contains class-specific requirements for large cruise ships, medium cruise ships, large ferries, barges, oil tankers, and research vessels.

Additional requirements specific to Washington State

  • 28 states, Tribes, and Territories added requirements to the permit through the CWA 401 certification process; however, Washington State neither granted 401certification nor denied 401certification to the VGP. As a consequence, the VGP is effective in this state but contains no extra requirements specific to this state.
     

  • See the Washington State letter.

Enforcement authority

  • EPA has primary enforcement authority but few resources and will depend on states and others to help find violations and build cases. EPA is negotiating a cooperative agreement with the United States Coast Guard (USCG) for VGP enforcement.
    States and citizens have the ability to sue vessel operators or EPA pursuant to CWA § 505 if EPA does not address permit violations by vessels covered under the VGP.
     

  • Routine violations must be handled through a permittee implemented inspection and corrective action process.

  • Training Presentation for Vessel Operators

 

Vessel General Permit History

January 1999 Interested parties (including Northwest Environmental Advocates) submitted a petition to EPA asking for repeal of its regulation (40 CFR. 122.3(a)) excluding discharges incidental to the normal operation of vessels from needing an NPDES permit. The main concern of the petition was ballast water.
September 2003 EPA denied the petition.
December 2003 The petitioners and others filed a lawsuit in the U.S. District Court.
March 30, 2005 The U.S. District Court ruled that the EPA regulation excluding discharges incidental to the normal operation of a vessel from NPDES permitting exceeded the Agency’s authority under the CWA.
September 18, 2006 The U.S. District Court issued an order revoking 40 C.F.R. 122.3(a) as of September 30, 2008 at which time all discharges from vessels would be subject to NPDES permits.
June 17, 2008 EPA published a FR notice proposing to issue on September 30, 2008 a Vessel General Permit (VGP) for commercial vessels and large recreational vessels and a Recreational General Permit (RGP) for recreational vessels less than 79 feet.
July 23, 2008 The Ninth Circuit upheld the District Court decision and the September 30, 2008 vacatur date.
July 31, 2008 The Water Quality Program submitted 20 comments to EPA on the content of the VGP along with a cover letter expressing concern over permit issuance authority issues.
July 29, 2008 Senate bill S. 2766 (Clean Boating Act of 2008) was signed into law and provides that recreational vessels shall not be subject to the requirement to obtain an NPDES permit. It instead directs EPA to evaluate recreational vessel discharges, develop management practices for appropriate discharges, and the USCG to promulgate regulations requiring those management practices.
July 31, 2008 Senate bill S. 3298 was signed into law imposing a two-year moratorium during which time neither EPA nor states can require NPDES permits for any vessels less than 79 feet and commercial fishing vessels of any length. It also directs EPA to conduct a study of vessel discharges and issue a report to Congress within 15 months. The moratorium does not apply to ballast water, trash rubbish or garbage, or any other discharge considered by EPA or a state to contribute to violation of a water quality standard or to pose an unacceptable risk to human health or the environment.
August 31, 2008 The District Court extended the date of vacatur and permit issuance to December 19, 2008.
December 19, 2008 EPA issues the VGP and the U.S. District Court extends the exemption for vessel discharges until February 6, 2009. EPA neither withdraws the VGP nor allows the deadlines to be reinterpreted in light of the extension of the vessel discharge exemption.
January 12, 2009 The Northwest Environmental Advocates petitions the Ninth Circuit Court to require EPA to revise the VGP to require ballast water treatment since not doing so is obviously not protective of national waters. Many other industry and environmental groups are known to have also appealed. Many states are being sued over state-specific VGP conditions. All states which banned graywater discharges have been sued.
February 6, 2009 EPA reissues the VGP to include 401 certifications and conditions from AK and HI, to fix typographical errors, and to delete conditions from states (IL, NJ, and CA) having second thoughts.
June 8, 2009 EPA’s Vessel eNOI (Notice of Intent) went online 11 days early to allow operators of vessels greater than 300 gross tons or capable of carrying more than 8 cubic meters of ballast water to notify EPA that they are seeking coverage under the VGP. Only these larger vessels are required by the VGP to submit NOIs. Other commercial vessels ≥ 79 feet (and smaller vessels not exempted by Senate bill S. 3298 – see July 31, 2008 above) in length receive coverage under the VGP automatically without having to submit an NOI.
August 28, 2009 The United States Coast Guard (USCG) proposes in the Federal Register to establish national ballast water discharge standards (BWDS) and amend the process for ballast water management system (BWMS) approval. The deadline for comments is November 27, 2009. The proposed phase-1 BWDS is the same as the current International Maritime Organization (IMO) ballast water standard and the phase-2 BWDS is 1,000 times lower than IMO. USCG will conduct a practicability review prior to implementing phase-2. Crude oil tankers and military vessels are not exempt. The phase-1 BWDS must be met by vessels constructed on or after January 1, 2012 and existing vessels have until 2014 or 2016 (depending on vessel size) to meet the phase-1 BWDS. The phase-2 BWDS must be met by vessels constructed on or after January 1, 2016 and existing vessels have until the first dry dock scheduled after January 1, 2016 or five years after installing a BWMS meeting the phase-1 BWDS (whichever is later and assuming that the original BWMS installation occurred prior to January 1, 2016).
September 19, 2009 Deadline for submitting an NOI. Vessels greater than 300 gross tons or capable of carrying more than 8 cubic meters of ballast water lose coverage on this day unless EPA has received an NOI.
September 28, 2009 USCG public hearing in Seattle on proposed ballast water standards and process.
November 27, 2009 Deadline for commenting on USCG proposed standards for ballast water and approval process for treatment. To comment go to http://www.regulations.gov, and enter docket # USCG-2001-10486.


 

Vessel General Permit Contacts

US EPA Headquarters Ryan Albert
202-564-0763
CommercialVesselPermit@epa.gov
Vessel Web Page
Juhi Saxena
202-564-0719
CommercialVesselPermit@epa.gov
EPA Region 10 Cindi Godsey
907- 271-6561
godsey.cindi@epa.gov
Alaska Department of Environmental Conservation Sharmon Stambaugh
907-269-7565
sharmon.stambaugh@alaska.gov
California Water Board Dominic Gregorio
916-341-5488
dgregorio@waterboards.ca.gov
Kim Ward
916-341-5586
kward@waterboards.ca.gov
Oregon Department of Environmental Quality Annette Leibe
503-229-5589
leibe.annette@deq.state.or.us
Sally Puent
503-229-5379
PUENT.Sally@deq.state.or.us
Washington State Department of Ecology Randall Marshall
360-407-6445
rmar461@ecy.wa.gov

Other Vessel Related Contacts and Links

Washington Department of Ecology Spills Program Sean Orr
360-407-7420
sorr461@ecy.wa.gov
Department of Ecology Spills Web Page
Washington Department of Fish and Wildlife Aquatic Invasive Species Program (including ballast water and ship/boat hulls) Allen Pleus
360-902-2724
Allen.Pleus@dfw.wa.gov
WA State Department of Fish & Wildlife Ballast Water Program
WA State Department of Fish & Wildlife Aquatic Nuisance Species